UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 23, 2022
LivaNova PLC
(Exact Name of Registrant as Specified in its Charter)
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
(Address of Principal Executive Offices)
+44 20 33250660
(Registrant’s Telephone Number, Including Area Code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name on each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company | ||||||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
| ☐ | ||||||||
Item 7.01 Regulation FD Disclosure
On November 23, 2022, LivaNova PLC (the “Company”) learned that the independent Statistical Analysis
Committee advised that trial enrollment in the Company’s RECOVER difficult-to-treat depression trial should
continue on from 400 to 425 unipolar patients, in line with the protocol. As has been previously discussed, the
study was designed with frequent interim analyses, which occur every 25 patients. The interim analysis assesses if
predictive probability of success has been reached for the unipolar cohort of the study, at which point the
randomized controlled trial enrollment will cease and future patients will be enrolled into the prospective open label
longitudinal study for that cohort. After the last patient enrolled into the RCT has completed 12 months of
follow-up, a final analysis will be conducted on the complete dataset for that respective cohort. The trial, if
successful, will be used to support a peer-reviewed article and reconsideration of reimbursement for VNS Therapy™
by the U.S. Centers for Medicare & Medicaid Services for the treatment of depression that is difficult to treat.
The information furnished pursuant to this Current Report on Form 8-K shall not be considered “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of
that section, nor shall it be incorporated by reference into any filing by the Company under the Securities Act of
1933, as amended, or under the Securities Exchange Act of 1934, as amended, unless the Company expressly sets
forth by specific reference in such filing that such information is to be considered “filed” or incorporated by
reference therein.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
| Exhibit | Description | |||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LivaNova PLC | |||||
| Date: November 28, 2022 | By: /s/ Michael Hutchinson | ||||
| Name: Michael Hutchinson | |||||
| Title: Senior Vice President & Chief Legal Officer | |||||